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"The next generation
of ethics and compliance programs must focus on how to
fully engage employees so that they understand and act
on the company's guiding principles. Ethics and
engagement must work together to create a culture of
sustainable success. That's why we teamed up with
Leadership Beyond Limits." - Catherine Finamore Henry,
Ethics Officer and Vice President, Business Development.
SmartPros Legal & Ethics
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Values: Where Engagement
& Ethics Come Together and Come Alive
This model is based on an enterprise approach to
business, which combines business thinking with values
thinking to serve and integrate the interests of ALL
stakeholders. In other words, this approach considers
the common good.
Foundation level programs set the basis for establishing
a healthy organizational culture and preventing,
detecting and resolving legal and regulatory compliance
violations. The behavioral focus is on compliance and
the business focus is on the organization (people,
profit & process). As we move from Foundation to
Transformation, we grow while we retain mastery of the
Foundation level.
Transformation level programs support a shift from a
compliance focus to compliance and ethics. The
behavioral focus is on compliance and ethics promoted by
values-based leadership. There is an embracing of the
letter of the law and the spirit of the law. The
business focus grows to include primary stakeholders
(customers, suppliers, investors/financiers, and
communities in operating areas).
Sustainability level programs foster aspirational
behavior and contribute to the organization's continued
success. The behavioral focus is on compliance, ethics
and honor, collaboration and meaning - all promoted by
values-based leadership. The business focus grows to
include secondary stakeholders (special interest groups,
media, government, competitors, consumer advocates, and
global society).
What we offer you is seamless Engagement and Ethics
program development, grounded in our common
understanding of values and our shared use of Cultural
Transformation Tools. We know that ethics and
compliance are strongest when anchored in values. We
also know employee engagement is super-charged when
anchored in values. This unified approach not only
ensures that you have no waste or overlap by creating
disconnected programs, but also delivers the synergistic
effects of our common ground in the values-based
paradigm.
There is a consensus among thought leaders today that
values-driven companies are the most successful
companies on earth. These companies tend to be driven by
a vision that considers the common good. Cultural
capital has become the new frontier of competitive
advantage. It is the difference between a good company
and a great company. As much as 60-70% of corporate
value is now derived from items that do not show up on
the traditional balance sheet.
Learn More
For more information about bridging your employee ethics
and engagement programs and measuring your Engagement
and Ethics Effectiveness Quotient (E3q℠),
Contact Leadership Beyond Limits
today.
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E3q℠
Maturity Model Criteria
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Leadership Development
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Appreciative Inquiry
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Strengths Development
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Measurements,
Monitoring, Auditing, & Reporting
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Authority,
Responsibility & Structural Alignment
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Training and
Communication
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Values, Culture and
Image
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Risk Awareness
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Ethics & Compliance
Standards & Procedures
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Personnel Screening
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Enforcement
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Internal Controls
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